JP Morgan Seeks TRO Against Florida Broker Who Joined UBS
- David Abell
- Nov 18, 2019
- 1 min read
Aggressive solicitation of only 8 clients and $14m in assets lands JPMorgan breakaway in TRO hot water. JPMorgan appears to have been triggered by the use of confidential client information to solicit former clients.
https://lnkd.in/gMD_9QW
https://advisorhub.com/j-p-morgan-seeks-tro-against-florida-broker-who-joined-ubs/
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