JP Morgan Seeks TRO Against Florida Broker Who Joined UBS

David Abell
Nov 18, 2019
1 min read

Aggressive solicitation of only 8 clients and $14m in assets lands JPMorgan breakaway in TRO hot water. JPMorgan appears to have been triggered by the use of confidential client information to solicit former clients.

https://lnkd.in/gMD_9QW

https://advisorhub.com/j-p-morgan-seeks-tro-against-florida-broker-who-joined-ubs/

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Welcome to the Abell Law blog. Here you will find articles of interest and legal commentary for Financial Advisors, RIA's, breakaway brokers, brokers transitioning to new firms, and others interested in the complexities of both protocol and non-protocol transitions.

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JP Morgan Seeks TRO Against Florida Broker Who Joined UBS

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Welcome to the Abell Law blog. Here you will find articles of interest and legal commentary for Financial Advisors, RIA's, breakaway brokers, brokers transitioning to new firms, and others interested in the complexities of both protocol and non-protocol transitions.