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Morgan Stanley Continues its TRO Barrage

  • David Abell
  • Jul 17, 2019
  • 1 min read

Simple mistakes and bad legal advice lead to litigation and easy TRO wins when advisors leave non-protocol firms like Morgan Stanley, Schwab, UBS and Ed Jones. Many attorneys and recruiting firms unwittingly lead their clients and recruits into litigation and restraining orders by telling advisors what they want to hear (you can contact your clients) or failing to warn of the nuanced transition issues. At Abell Law, we help our clients avoid these issues with comprehensive transition support counsel from a true expert in this narrow and complicated field.

Here's another great example - (we'll keep this reasonably updated as the TRO awards continue flow in):

Morgan Stanley Wins TRO Against Atlanta Broker - https://advisorhub.com/morgan-stanley-wins-tro-against-atlanta-broker/

(took his Rolodex and contacted clients before and after departure)

 
 
 

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Welcome to the Abell Law blog.  Here you will find articles of interest and legal commentary for Financial Advisors, RIA's, breakaway brokers, brokers transitioning to new firms, and others interested in the complexities of both protocol and non-protocol transitions.  

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