If you're curious about the RIA model and are considering breaking away from the wirehouse, this is your chance to learn how. WEBCAST Wirehouse to RIA in a $0 commission world Wednesday, January 22, 4:15 p.m. ET Join Scott Collins of TD Ameritrade Institutional as he walks through the most frequently asked questions, common challenges, and different ways to move forward. This webcast will feature first-hand experiences from Mark Thatcher of Keystone Wealth Services, an independent RIA who successfully made the transition from a wirehouse. You'll also hear from David Abell of BreakSafe about ways to maintain the value of your post-break business. Attend this webcast to learn more about: Breaking away while maintaining business value Milestones and transition timelines for making the move Your current employment agreement and the broker protocol Planning, resigning, and building an independent practice
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Welcome to the Abell Law blog. Here you will find articles of interest and legal commentary for Financial Advisors, RIA's, breakaway brokers, brokers transitioning to new firms, and others interested in the complexities of both protocol and non-protocol transitions.
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